If you have any questions or inquiries regarding FINTRAC or Compliance with A Better Way Mortgage Group, please reach out to us at compliance@abwmortgage.ca.


We aim to respond within 24 hours. If you haven't received a response within this timeframe, it may be because we're awaiting additional feedback to provide you with an accurate answer. Your patience and understanding are greatly appreciated.




ABW Brokers FINTRAC Obligations

WHAT TO DO?

When you have a Positive Sanctions Screen Result When you have a client with a High Risk Rating When you have identified suspicious client activity When you have a client is acting unusually (being evasive, refuses to give ID, changing explanations etc.) When you have a DOMESTIC Politically Exposed Person (PEP) / Head Of International Organization (HIO) as Client. When you have a FOREIGN Politically Exposed Person (PEP) / Head Of International Organization (HIO) as Client Every time you need to justify your assigned Risk Rating - Risk Rating Justification Examples (copy and paste)


AML LINKS & RESOURCES

Government Of Canada - FINTRAC Obligations & Guidance FINTRAC Public notice of administrative monetary penalties